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Why HighView
HighView CIO
The HighView CIO
Outsourced CIO FAQs
How We Work with Your Professionals
Families
Foundations
Your Team
Videos
Public
Private
Blog
Resources
Stories
21 Questions
FAQs
Presentations
News
Advocacy
Advocacy Videos
Regulatory Submission Papers
Investor Advocacy Publications
Contact
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Advocacy
Investor Advocacy Publications
New & Proposed Regulations
New & Proposed Regulations
Oct
2014
Much of the industry is worried about clients’ reactions to the new report on commissions and charges; but it’s the performance reports the industry should worry about
Jun
2014
Regulatory initiative may not solve this sneaky sales tactic
Apr
2010
Fund Facts won’t deliver on regulators’ good intent
May
2009
Three things I’d love to see regulators implement in the foreseeable future
Oct
2008
IIROC is biting off more than it can chew with its proposed financial planning rule
Dec
2007
New disclosure rules add more information & reports but result in reduced transparency
Nov
2007
New summary disclosure document fails on all-important risk and suitability guidelines
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Featured Posts
Creating Sustainable Wealth through Portfolio Monitoring
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